William G. Lycan
Explanation and epistemology are closely related in at
least three ways. First, the notion of explanation is itself an epistemic
one. To explain something is an epistemic act, and to have something
explained to you is to learn.
Second, there is a form of
ampliative inference that has come to be called ‘inference to the best
explanation,’ or more briefly ‘explanatory inference.’ Roughly: From the
fact that a certain hypothesis would explain the data at hand better than any
other available hypothesis, we infer with some degree of confidence that that
leading hypothesis is correct. There is no question but that this
inference is often performed. Arguably, every human being performs it many
times in a day, perhaps without letup.
Third, there is an
epistemological thesis, sometimes called ‘Explanationism,’ to the effect that
explanatory inference is (not only performed but) warranted and does
epistemically justify the accepting of its conclusion. That thesis comes
in several grades of strength, but even its lowest grade is controversial among
epistemologists.
1 Explanation
What is explanation? That question
has been voluminously discussed, though by philosophers of science rather than
by epistemologists, since the heyday of Logical Positivism. The Ur-answer
of the 20th century was Hempel and Oppenheim’s (1948) Deductive-Nomological
(D-N) theory, also called the ‘covering law’ model. According to that
theory, one explains a fact or event (the ‘explanandum’) by showing that it
followed by law of nature from a preëxisting set of circumstances or
conditions. Such a showing would take the form of a deductive argument, a
deduction of the explanandum from the antecedent conditions and one or more laws
of nature.
To take an example of Jaegwon Kim’s
(1967): A room had its walls painted white. But the walls later
blackened. Why did they? Explanation: (i) The paint contained lead
carbonate; (ii) the gas used for lighting the room contained sulfur (evidently
the example is set in a pre-electric century); (iii) lead carbonate combines
with sulfur to form lead sulfide; and (iv) lead sulfide is black. (Though
(i)-(iv) do not strictly entail that the walls blackened, they can be eked out:
We can add that the burning of the gas gave off sulfur, that the sulfur
diffused through the air and made contact with the paint on the wall,
etc.) Initially, there was paint containing lead carbonate, and sulfur was
introduced; so the laws of chemistry kicked in and blackening was the then
logically inevitable result.
More generally, a D-N
explanation takes the form:
C1, C2,…, Ck Antecedent conditions
L1, L2,…, Lr Laws of nature
_____________
\
E
The explanandum
--where the horizontal line and the \ symbol mean that E has been logically
deduced from the two sets of premises.
The D-N model was
soon beset by counterexamples and other objections of many different
types. (For a review. see Salmon (1989).) But for our purposes, the
important thing to notice is that a D-N explanation exhibits what are actually
several different features, each of which is individually relevant to the
business of explaining.
First, a D-N explanation is a
case of subsuming. The explanandum is collected under a
generalization, given by the pertinent laws. Thus it is exhibited as part
of an overall pattern.
Second, a D-N explanation shows
that given the antecedent conditions, the explanandum was to be expected,
or could have been predicted, by anyone who knew the laws.
Third, if we assume that for X to lead by natural law to
Y entails that X causes Y, a D-N explanation is a causal
explanation. (More strongly, it presents a case of causal
necessitation; it does not merely cite some causal factors.)
Fourth, a D-N explanation is a complete
explanation, not in the sense of containing all imaginably relevant information,
but in that of containing enough explanatory information to entail its
explanandum. Given the antecedent conditions and the laws, it is not even
conceivable that the explanandum should not have ensued.
For proponents of the D-N model, it was only natural that the foregoing four
features should coincide. But one lesson of the subsequent critical
literature is that they do not fully coincide in real life; there are many cases
of explanation in which they come apart. Take the last feature
first: Real explanations in real science almost never have it. Toy
examples in Newtonian physics do, and perhaps our paint example would if
thoroughly enough filled in, but quantum-mechanical, biological, geological, and
certainly meteorological explanations do not. Quantum-mechanical
explanations are probabilistic; and special-science explanations rest too
heavily on idealizations and are too vulnerable to lower-level hardware
breakdowns.
So, in particular, a causal explanation need
not be ‘complete’ in the entailing sense. A perfectly good causal
explanation can also fail to show that its explanandum was to be expected.
Standard examples of this are highly improbable events whose mechanisms we can
work out but only after the fact. E.g., evolutionary biology can explain
the emergence of a trait in a population, but could not have predicted in
advance that that trait would emerge (Scriven (1959)); an atomic nucleus
suddenly decayed at time t and gave off an alpha particle; quantum mechanics can
and does explain the particle’s emission, but quantum mechanics itself entails
that the emission at t was highly improbable and could not possibly have been
predicted (Railton (1978)). Nor need a subsumption show that its
explanandum was to be expected; the nucleus in Railton’s example is subsumed
under a rigorous quantum-mechanical law, and thus elegantly exhibited as part of
a pattern, but the law is a probabilistic law rather than a universal
generalization.
And a perfectly good causal explanation
can fail to subsume in the D-N sense. I can show that one event caused
another without knowing any interesting general law that underlies my
explanation. For example, I may work out by Mill’s Methods that it was the
chicken salad that must have gone bad and poisoned the stricken cafeteria
patrons, without having any idea what toxin did the poisoning or according to
what biological laws. Conversely, a good subsumption need not be causal,
as when physics relies on purely geometrical explanation (or for that matter,
when geometry does). And by the same token, we can show that a surprising
event was to have been expected (had we known one or two of its antecedents in
light of an inductive correlation between them and it), without having the
faintest idea of how or why the antecedents led to the event.
Thus, so far we have three distinct though overlapping
paradigms for scientific explanation—subsumption, showing-to-be-expected, and
causal. And there are at least two more. One is the ‘pragmaticist’
conception associated with Scriven (1962), van Fraassen (1980) and others, of
filling a gap in understanding by answering a ‘why’-question in a
contextually informative way. It can readily be checked that filling a gap
in understanding, being a matter of individual psychology, is conceptually
independent of any of the preceding three paradigms. A fifth paradigm,
sometimes touted in textbooks, is the reduction of the unfamiliar to the
familiar. Such reduction, though it happens (as in the case of
assimilating electricity to the coursing of little balls through a pipe), is
somewhat unusual in science; certainly molecular genetics, general relativity
and economics do little of it. ‘Scientific explanation’ begins to look
like a family-resemblance sort of category, comprising the distinct conceptions
mentioned so far as well as perhaps others.
Certainly it
comprehends a few more specialized explanatory formats as well. There is
the sort of function-analytical explanation that pervades cognitive
psychology, biology, computer science, systems theory as applied to artifacts,
electrical engineering, and auto mechanics (Simon (1969), Wimsatt (1976);
Cummins (1983)). One explains the behavioral capacities of an organism or
system by decomposing that system into subsystems and showing how the subsystems
coöperate to produce the corporate output of the whole; then, for any of the
subsystems, the process can be repeated at the next lower level of organization,
and so on. (An automobile works—locomotes--by having a fuel reservoir, a
fuel line, a carburetor, a combustion chamber, an ignition system, a
transmission, and wheels that turn. If one wants to know how the
carburetor works, one will be told what its parts are and how they work together
to infuse oxygen into fuel; and so on.) There are the special patterns of
explanation found in history and sometimes in the social sciences: We
often explain people’s behavior by rationalizing it, by showing why it
was a good idea from the principals’ point of view (Dray (1963), Dennett
(1987)). This style of explanation presupposes norms of theoretical and
practical rationality; nothing of the sort appears in physics or chemistry,
though such norms are not entirely foreign to evolutionary biology.
‘Scientific explanation,’ if that means explanation of
any type that is regularly offered in the sciences, is motley. It is not
likely to be captured by a single set of necessary and sufficient conditions.
Of course, not all explanation is scientific explanation,
nor is epistemology primarily concerned with scientific explanation. Most
of the explanations that ordinary people (including ordinary philosophers)
provide and receive in real life are not scientific, but are couched in terms of
everyday things, events and people.
2 Explanatory inference
As its name suggests, an
inference to the best explanation proceeds from an explanandum or a set of data
to a hypothesis that explains the data better than any available competing
hypothesis would. To put it in that way sounds scientistic, and indeed,
the sciences do justify their theoretical posits on grounds of the posits’
explanatory power. The germ theory of disease is accepted (in part)
because it explains striking epidemiological facts, as well as patients’
symptoms. Even more vividly, the atomic theory of matter is accepted
because it explains the very remarkable generalizations of classical
chemistry. Astronomical hypotheses were originally accepted only because
they explained the synchronic and diachronic patterns of light observable in the
night sky.
But, again, explanatory inference is hardly
limited to science. A detective solves a murder case by reflecting on the
various clues and constraints and arriving at the best explanation of the clues
given the constraints, the story that makes the best sense of the clues.
An auto mechanic diagnoses your car trouble by inferring the best explanation of
the car’s symptoms. It may be tempting in such cases to say that the
detective or the mechanic has arrived at the ‘only possible’ explanation and
therefore has really performed a deduction, by ruling out all the alternate
possibilities (Sherlock Holmes talked explicitly in this way). But that
would not be accurate. There are always many possibilities that have not
been logically ruled out by the evidence, but are just poor or outright fanciful
explanations: The murder might have been committed by a very small
paratrooper who landed silently in pre-dawn darkness on the garage roof and had
some way of getting through the window without breaking it, etc. Or it
might have been committed by invisible aliens. ‘The only possible
explanation’ has to mean ‘the only even halfway plausible explanation.’
Nor is explanatory inference limited to professional
practitioners such as detectives and mechanics. We all perform it in
everyday life as well. I find what appear to be droppings on my lawn, and
infer that an unleashed animal has been by. The last slice of pizza has
unexpectedly disappeared from the refrigerator, and I infer that my daughter has
stopped at home after school instead of proceeding directly to her orchestra
rehearsal. Some philosophers, such as Russell (1959) and Quine (1960),
argue that our constant flood of beliefs about ordinary physical objects in our
environment is the result of constant explanatory inference from the ways we are
appeared to.
In some but not all of the foregoing
examples, the inferred explanans can be directly checked after the fact.
For example, the murderer may be caught and confess; the auto mechanic may then
check the relevant engine part and verify her diagnosis; I can interrogate my
daughter when she gets home. But ordinarily we make the explanatory
inferences with some confidence whether or not we then go on to check
them.
Representing explanatory inference schematically:
F1, F2,…, Fn are facts in need of explanation.
Hypothesis H explains the Fi.
No available competing hypotheses would explain the Fi as well as H does.
_______________________________
\ H is true.
Some commentary is required. (1) What are
‘facts’? For our purposes, they are just states of affairs that, in the
context, are reasonably presumed to obtain. (They do not have to be facts
about any particular privileged subject-matter, such as about objects that have
been ‘directly observed.’ Nor do they have to be known with
certainty.) (2) When is a fact genuinely ‘in need of’ explanation?
An interesting question, but let us not try to settle it here; substantive
disagreements about what does or does not need explaining are rare. (3)
’Explains’ in the second premise cannot, without question-begging, mean
‘actually explains’; rather, it is used in the sense of ‘would explain if
true.’ (4) Which type(s) of explaining, from among the types distinguished
in section 1, sustain the present pattern of inference? Causal
explanation, certainly; probably showing-to-be-expected; and probably
function-analytical; but extensive discussion is needed here. (5) ’As well
as’ in the third premise implies an evaluative comparison; one hypothesis
explains the facts better than another one explains them. There
must therefore be criteria for ranking hypotheses in this way. And so
there are; see the next section. (6) Of course the explanatory argument
form is not deductively valid; the conclusion is not logically entailed by the
premises. The \ sign should here be pronounced as ‘therefore, probably,’
indicating that the argument is ampliative.
The foregoing
schema must be restricted in at least two ways. First, the third premise
alone is not strictly enough to motivate the superior hypothesis H, because H
might be only barely superior to a very poor field (Lehrer (1974), p.
180). Suppose a strange and weird event occurs, and no faintly plausible
explanation suggests itself. All we can think of is that the event was
perpetrated by aliens. The hypothesis that it was caused by aliens from
Venus is less implausible than the hypothesis that it was caused by aliens from
outside our solar system, since it at least does not require interstellar
travel. But it is not at all plausible and should not be accepted even to
a small degree.
The moral is that there must be a
threshold. In addition to merely outstripping its competitors, H must meet
some minimum standard of credibility. (Though we must leave it open that H
be antecedently improbable; obviously we do often confidently infer explanations
that would have seemed highly improbable until we had seen the particular set of
data they explain.)
One might think of adding that
besides meeting the minimum standard, H must outstrip its nearest competitor by
a considerable margin. After all, if H´ is nearly as good an explanation
as is H, falling just barely short, why should we then plump decisively for
H? But we do not need to plump decisively for the conclusion of an
explanatory inference. Like any ampliative argument form, our schema’s
instances warrant their conclusions to varying degrees. In the present
circumstance, though we would not be warranted in accepting H in marked
preference to H´, we would be warranted to a very small degree in
accepting H rather than H´.
The second restriction is
required by the possibility of subjects who are very unimaginative.
Suppose I am especially gullible. I receive a gaudy letter in the mail
telling me that I have won a money prize, and all I need to do to collect the
prize and perhaps further millions is to fill out the complicated form in the
envelope and return it by mail to the Publishers’ Raffle Co. to participate in
their final drawing. I do this, believing that I have won a money prize
and that all I need to do to collect the prize and perhaps further millions is
to fill out the form; no alternate explanation of my having been sent the letter
occurs to me. Or suppose I am just no good at thinking up
hypotheses: I find the slice of pizza missing and I conclude wonderingly
that my refrigerator is defective in such a way that it makes pizza disappear
without trace. These are not reasonable inferences.
So we need to restrict the third premise by requiring that a reasonable range of
hypotheses have at least tacitly been considered. (What range is
‘reasonable’ in a given context will depend both on the contextual facts and on
the subject’s existing beliefs and expectations.)
But now
we must address the question of what makes one hypothesis a better explanation
than another.
3 The explanatory virtues
We must consider the case in
which two competing hypotheses explain or accommodate overlapping data, and
neither has been refuted by having been shown to entail something false; thus
they are viable mutual competitors. How do we tell which is ‘better,’
i.e., which should be preferred? In practice, we make such judgments on
the basis of various pragmatic reasons (Quine and Ullian (1978), Thagard (1978),
Harman (1986)): H may be preferable because it is simpler, or because it
explains more than does its competitor, or because it is more readily testable,
or because it is less at odds with what we already reasonably believe, or (more
likely) because of some more complex combination of such factors.
The preference for simplicity in particular is
illustrated by the standard example of experimental scientists’ practice in
curve-fitting on graphs: Given a set of data points that in fact lie along
a straight line, any scientist will go ahead and draw a straight line through
them rather than any more complicated curve, and leave it that way unless
further, refuting data should come in. This compelling smoothness of the
linear hypothesis is a virtue of some sort, one that is not shared by the
hypotheses respectively expressed by other curves that pass through the very
same data points, such as perhaps a sine curve. Notice that there are
countless many more complex curves that pass through those same points,
including one that looks like a rather scrawled handwritten token of ‘God defend
New Zealand.’
There are many different types and respects
of simplicity other than the simplicity of a mathematical function: elegance of
structure; parsimony of posits and/or of ontology; fewer principles taken as
primitive; and no doubt more. It should not be suggested that
‘simplicity,’ even simplicity in a single respect, is easily measured, or even
that it can be given a clear general characterization; see Foster and Martin
(1966) and Sober (1975). And simplicity’s different kinds and respects
overlap and cut across each other, often conflicting; there are no set rules for
resolving such conflicts.
When a theory explains more
than does its competitor, especially if the added explananda are taken from a
distinct range of phenomena, we speak of greater explanatory power; other
things being equal, we prefer a hypothesis of greater power. Perhaps this
is a higher-order manifestation of the drive for simplicity; it makes for
greater simplicity in the overall belief system that contains the two ranges of
data.
Other pragmatic virtues include:
Testability. Other things being equal, a
hypothesis H will be preferred to a competitor H´ if H has more readily testable
implications. The verificationists were rash to hold that untestability
amounted to cognitive meaninglessness, but testability is an important component
of a hypothesis’ merit. Intuitively, if a hypothesis makes no testable
predictions, it has little explanatory force. Suppose someone believes
that the tides and the weather at sea are controlled by capricious demons who
are invisible and otherwise undetectable. This subject has no further
belief on the topic, and is unable to predict future weather because, he says,
it all depends on the demons’ whims at the time. Thus, his only available
explanation of a past event is, ‘The demons must have wanted it that way,’ which
(n.b., even if we are perfectly happy to accept the existence of demons) is not
highly explanatory.
Fecundity. H will be
preferred to H´ if H is more fruitful in suggesting further related hypotheses,
or parallel hypotheses in other areas. (Perhaps this is a higher-order
form of simplicity again.)
Neatness. H will
be preferred to H´ if H leaves fewer messy unanswered questions behind, and
especially if H does not itself raise such questions.
Conservativeness. H will be preferred to H´ if H fits better with
what we already believe. If this sounds dogmatic or pigheaded, notice
again that, inescapably, we never even consider competing hypotheses that would
strike us as grossly implausible; the detective would never so much as entertain
the hypothesis that the crime was committed by invisible Venusian invaders, nor
the mechanic that your car trouble is caused by an infusion of black bile or
evil fairy dust. Nor should we consider such hypotheses, even if we could
enumerate them all; someone who insisted on doing so would be rightly accused of
wasting everyone’s time. All inquiry is conducted against a background of
existing beliefs, and we have no choice but to rely on some of them while
modifying or abandoning others—else how could any such revisions be motivated?
Every pragmatic virtue is a matter of degree. And
there is the obvious complication: Our preference for any one of the
virtues always comes qualified by ‘other things being equal,’ and the ‘other
things’ are the respective degrees of the other virtues. Clearly the
virtues can conflict among themselves. Perhaps the most obvious tension
holds between simplicity and conservativeness, since often simplification is
gained only through bold overthrowing of previously accepted theory, as in the
case of Copernican vs. Ptolemaic astronomy. But because of the complexity
of any detailed real-world case study, there is no generally accepted policy for
weighing the various degrees of the various virtues against each other in any
particular inquiry. The lack of such a policy understandably has led some
epistemologists to skepticism or relativism concerning theory choice based on
pragmatic virtues. At the very least, it would be an Augean task to sort
through the history of science and other factual inquiry, comparing cases of
what we consider reasonable theory choice and trying to sift out the
combinations of degrees of the various virtues that motivate our judgments of
the reasonableness of those choices.
Still, in the vast
majority of ordinary cases we do not much disagree on which hypotheses are
better than others. Such disagreement is the exception rather than the
rule, and even when there is disagreement, consensus can often be reached
through discussion that makes more of the relevant factors explicit. Even
in science, disagreement at the frontier presupposes a great deal of agreement
on theory choices made in the past.
4 Explanationism
(The slightly barbarous label was
coined by James Cornman (1980).) As the term shall be used here, it
designates roughly the doctrine that what justifies an ampliative inference--or
more generally the formation of any new belief--is that the doxastic move in
question improves the subject’s explanatory position overall, or as we sometimes
say, the move increases the explanatory coherence of the subject’s global set of
beliefs. In particular, the Explanationist holds that some beliefs are
indeed justified by ‘inference to the best explanation’ as described in the
previous section. Explanationism derives from Peirce and Dewey, by way of
Quine (1960) and Wilfrid Sellars (1963). But Harman (1965) was the first
to articulate it and defend it against better entrenched competing
epistemologies. It has since received support from Thagard (1978, 1989),
Lycan (1988), and Lipton (1991).
One must distinguish
between at least three grades of Explanationism; we may call them respectively
‘Weak,’ ‘Sturdy,’ and ‘Ferocious.’ (A fourth and higher grade will be
mentioned shortly.) Weak Explanationism is only the modest claim that
explanatory inference can epistemically justify a conclusion. (As
we shall see, that claim has been vigorously disputed.)
Sturdy Explanationism adds that explanatory inference can do its justifying
intrinsically, i.e., without being derived from some other form of
ampliative inference, such as probability theory, taken as more basic.
(That claim is disputed by Cornman (1980) and by Keith Lehrer (1974), who argue
that explanatory inference is at bottom a use of probability theory. Other
theorists have tried to reduce individual explanatory virtues, such as
simplicity, to probabilistic features.)
Ferocious
Explanationism adds that no other form of ampliative inference is basic; all are
derived from explanatory inference. (That claim is disputed by almost
everyone.) Interestingly, Harman originally defended Ferocious
Explanationism, ignoring the two weaker forms, by trying to exhibit various
common patterns of traditional inductive inference as enthymematic instances of
explanatory inference; see also Lycan (1988, Ch. 9). Harman’s mature
Explanationist view of all reasoning is given in his (1986). At times he
seems to incline toward an even more ambitious doctrine, which we might call
‘Holocaust Explanationism’: the view that all inference and reasoning,
including deductive as well as ampliative, is derived from explanatory
inference. That would require reconstructing simple logical deduction in
explanatory terms.
Weak Explanationism is a
commonsensical view, but of course we must address objections that have been
made against it, especially as they are a fortiori objections to the stronger
doctrines. Sturdy Explanationism is slightly more contentious, but in the
absence of any actual attempt at reducing all the pragmatic virtues to
probabilistic or confirmation-theoretic notions, there is little point in
considering criticisms of it that do not also apply to Weak. (The
Weak-but-not-Sturdy view has not been pursued in any detail, and in any case
would be too technical to be usefully discussed here.) Following
consideration of the objections to Weak, we shall then concentrate on the pros
and cons of Ferocious Explanationism.
5 Two objections to Weak Explanationism, and replies
Van Fraassen (1980) argues that explanation—even the most rigorous causal
explanation that takes place in science--is interest- and/or context- and/or
understander-relative in each of a number of ways. If explanation is in
the eye of the beholder, but we remain more or less realist about epistemic
justification, then the former is no fit foundation for the latter.
Actually van Fraassen calls attention under this heading
to what are a number of different and unrelated phenomena, of which the most
pertinent are the following. (1) The nonuniqueness of causes. Van
Fraassen points out (pp. 115, 125-126) that any choice of ‘the’ cause of an
event from among all the event’s contributing factors is undeniably
interest-relative; the most one can find in nature is a set of causes, causal
factors and conditions that combine to lead by law to the event. (Reply:
Quite so. But nothing in the Explanationist program presupposes
otherwise.) (2) Knowledge-relativity. Van Fraassen gives an example
(p. 125) designed to show that explanation is relative to what one knows.
(Reply: Of course an explanation may be helpful or unhelpful to one depending on
what one already knows. No surprise there, and nothing damaging either to
anyone’s theory of anything: that whether an explanation tells you anything you
didn't already know depends on what you already knew is tautologous, and so
irrelevant to any philosophical argument. (3) Alleged interest-dependence
of the explanans-explanandum asymmetry in particular. Van Fraassen accepts
the contention attributed to Sylvain Bromberger, that normally the height of the
flagpole explains the length of its shadow rather than the other way around, and
he joins Bromberger (1966) in taking this to embarrass the D-N model. But
he resists the diagnostic conclusion that the asymmetry is something in nature
that the concept of explanation latches onto. Rather, he says, explanation
itself, a relation solely between theories and minds, is asymmetrical. The
asymmetry is psychological and depends on our interests, combined, of course,
with our natural expectations based on de facto regularities of nature.
(Reply: Van Fraassen's key example, his romantic story of ‘The Tower and
the Shadow,’ is unconvincing; see Kitcher and Salmon (1987).)
(4) Relativity to contrast-class. Here we come upon
a phenomenon that indeed must be addressed in any discussion of explanation and
epistemology. Van Fraassen reminds us (pp. 127-128, cf. Garfinkel (1981))
of the familiar point that ‘why’-questions, and hence explanations (their
answers), seem ambiguous as to focus within their complement clauses--that is,
‘why’-questions seem to request different explanations depending on
emphasis. Van Fraassen offers the example, ‘Why did Adam eat the
apple?’ In asking that, we normally would want to know why Adam ate the
apple rather than scrupulously avoiding it as ordered by God. But
different explanatory requests could be produced using nearly the same sentence,
by varying surface syntax or just intonation: ‘Why was it Adam who ate the
apple?’; ‘Why was it the apple that Adam ate?’; ‘Why did Adam eat the
apple?’ Requests for explanations, and hence presumably explanations
themselves, are finer-grained--individuated more finely--than are explananda as
expressed by ordinary unmarked propositions.
What this
shows is that explanation has a built-in ‘as opposed to...’ clause. (‘Why
did Adam eat it as opposed to avoiding it?’, vs. ‘Why did Adam as opposed to Eve
eat it?’, vs. ‘Why did he eat the apple as opposed to the serpent,
grilled?’) In each case, what van Fraassen calls a contrast-class is
presupposed—people who might have eaten the apple, things that Adam might have
eaten, and the like. This seems a fair criticism of the original D-N
model. The model would have to be modified to make the premises of a D-N
explanation home in on the syntactic element of the explanandum-conclusion that
signals the appropriate contrast-class. But what bearing has the
relativity to contrast-class on Weak Explanationism?
Lipton (1991) offers an excellent discussion of contrast-relativity. As he
describes the phenomenon (p. 35), ‘[a] contrastive…[explanandum] consists of a
fact and a foil, and the same fact may have several different foils.’ He
neither affirms nor (strictly) denies van Fraassen’s apparent assumption that
all explanations are implicitly contrastive, but he gives heavy weight to the
contrastive case. He argues that often it is easier to explain a contrast
than to explain the uncontrasted fact alone (cf. Garfinkel (1981), p. 30):
Lipton’s preference for contemporary plays may explain why he went to see
Jumpers last night rather than Candide, but that does not suffice
to explain why he went to see Jumpers. (Though sometimes it can be
the other way around; we can explain why Jones contracted paresis without being
able to explain why Jones rather than Smith did.)
One
might suppose that what is going on in a case of contrast-relativity is just
that two different explananda are being considered. If so, then van
Fraassen’s argument would in no way damage Weak Explanationism, because the
explanatory-inference schema already isolates and presupposes a single given
explanandum. But Lipton (though himself an Explanationist) goes on to make
a point that casts some doubt on this simple move, by arguing that there is no
simple reduction of a contrastive explanation to noncontrastive (particularly
truth-functional) form. In particular, one cannot reduce explaining
contrastively why P rather than Q to explaining noncontrastively why (it
is the case that) P and not Q, because the latter would involve
explaining each conjunct, and as we saw, either conjunct might be harder to
explain than was the original contrast.
Lipton’s
antireduction case is convincing, but notice that it does not help van Fraassen
refute Weak Explanationism. For even if there is no truth-functional or
other simple reduction of contrastive explananda to noncontrastive ones, we can
still distinguish the contrastive explananda from each other. Van Fraassen
himself even gives a helpful notation in which to do so, in terms of his
contrast-classes attaching to syntactic elements of the original uncontrasted
explananda. So far as has been shown, it is still entirely open to us to
hold that cases of contrast-relativity are merely cases of distinct explananda,
and if that is what they are, they are no threat to Weak Explanationism.
Let us then turn to a second objection to Weak
Explanationism. Van Fraassen offers the following eloquent rebuke to
common sense.
Van Fraassen’s second paragraph suggests two different arguments against Weak Explanationism. Each is attractive on its face.Judgements of simplicity and explanatory power are [admittedly] the intuitive and natural vehicle for expressing our epistemic appraisal. What can an empiricist make of these...virtues which go so clearly beyond the [more narrowly evidential] ones he considers pre-eminent?
There are specifically human concerns, a function of our interests and pleasures, which make some theories more valuable and appealing to us than others. Values of this sort, however,... cannot rationally guide our epistemic attitudes and decisions. For example, if it matters more to us to have one sort of question answered rather than another, that is no reason to think that a theory which answers more of the first sort of question is more likely to be true. (p. 87)
6 A tougher objection to Weak Explanationism
The
second argument suggested by the van Fraassen passage is one which has also been
made by Ian Hacking (1982) (cf. Cartwright (1983)): Truth is a relation
between a theory or hypothesis and the world. But the pragmatic virtues
are relations between theories and our human minds, to which relations the world
seems irrelevant. The virtues have to do with the roles that hypotheses play in
our private cognitive economies, not with anything external to us. They
are (in Hacking’s phrase) only what make our minds feel good. The point is
no longer just to ask rhetorically why making our minds feel good should be
taken to be a warrant of truth; it is that the virtues are positively the wrong
sort of properties to be so taken.
This second argument
is most compelling for the case of conservativeness. That a hypothesis
fits comfortably with what we already believe makes that hypothesis pleasant and
attractive to us, but hardly justifies it. To think it does justify is to
assume that what we already believe is justified, merely by the fact of our
believing it, and that idea strikes most philosophers as false on its
face. (But see Sklar (1975) and Lycan (1988, Ch. 8), countered in turn by
Christensen (1994).)
Two replies may be made to the
second argument. First, it falsely assimilates the pragmatic virtues to
self-seeking emotive or other purely conative ‘reasons’ for believing things (as
in Pascal’s Wager, or a case in which we are offered a lot of money if we can
get ourselves to believe that unrestrained exploitation of the environment will
be a good thing for everyone). The fact is that the virtues are genuinely
cognitive and in one important sense epistemic values. (On the difference
between the pragmatic values and purely conative reasons for believing, see
Harman (1997).)
There is an idea, emphasized by
Reliabilists but prevalent among epistemologists more generally, that ‘truth is
the goal of cognition,’ and hence that nothing should count as cognitive unless
it can be shown to be truth-conducive or at least is somehow directly
truth-conducive. But it is fairly easy to see that truth cannot be the
only epistemic value. Suppose it were. If the goal, like Descartes’, is
merely to avoid falsehood, then we could reach our ultimate epistemic goal
simply by confining our assent to tautologies; we would still thereby believe
uncountably many truths. If, instead, the idea is to believe all
truths, the goal would be radically unreachable. Realizing those things,
the truth-centered epistemologist usually alludes to a ‘favorable balance of
truth over error.’ But ‘favorable’ as regards what? Some further
value or interest must be consulted to judge what is ‘favorable,’ or the
suggestion is meaningless.
Second reply to van Fraassen
and Hacking: More specifically, it is hardly unreasonable to suppose with
Peirce that beliefs are for something, and that cognition has a
function. Truth cannot possibly be the only goal of cognition. There
must at least be something in the way of informativeness or other usefulness,
however that might be measured. Since belief is a guide to action, a
belief’s other pragmatic virtues may also contribute to its overall cognitive
goodness.
Lycan (1988, Ch. 7) argues that the way in
which the pragmatic virtues do this is precisely by making cognition efficient
in guiding action. They are the product of good design or ‘design’ by
natural selection. A hyperskilled cognitive bioengineer fitting human
beings for a postPleistocene environment would, arguably, have endowed us with
the same habits of hypothesis preference as those listed in section 3
above. For example, she would have built us to prefer (other things being
equal, as always) simpler hypotheses to complex ones. Simpler hypotheses
are more efficient to work with. Complexities incur greater risk of error
in application. And for that matter, simplicity is itself a form of
efficiency, in that we want to achieve plenitude of result, in the way of data
subsumed and results predicted, but with economy of means. For the same
sorts of reason, the engineer would program us to seek explanatory power when
other costs are low.
The engineer would not want us to
load up on beliefs that have little or nothing to do with our immediate
interactions with our environment, unless those beliefs play an enormous
unifying, simplifying and systematizing role. Hence, she would have us
prefer more readily testable hypotheses to less testable ones.
Other things being equal, it would be more efficient for
us to be able to extrapolate a type of hypothesis motivated by one
subject-matter to other, not obviously related areas, so very likely the
engineer would have us seek fruitfulness. It is perhaps more obvious that
she would instill an aversion to messy belief systems full of dead ends and
paths that lead nowhere. If we think of belief systems as maps or charts,
clearly a neat one will allow us to find our way around our environment more
surefootedly than would a messy one. (But what if the system has been made
too neat, and contains inaccuracies? The recommendation of neatness
methodologically assumes, here as always, that the system in question is
unrefuted. Notice too that even in fact, as in real-world cartography,
accuracy should not always trump neatness; some error is tolerable, even
mandatory, in the interest of smooth and fast action, if the particular error is
unlikely to cause much trouble.) Also, a particular belief that raises
awkward questions thereby causes distraction, sapping at least some time and
mental energy.
Finally, the engineer would make us
conservative, at least to the minimal extent of not revising our beliefs without
some reason to do so. Like social change, all belief revision comes at a
price, drawing on energy and resources. Arbitrary and gratuitous changes
of belief, therefore, are to be avoided. If there were a habit of making
such changes, the resulting instability would be inefficient if not constantly
confusing.
Thus, from the design point of view, it seems
to be a good thing that we cognize according to the pragmatic virtues. We
would not function at all well unless we did so.
(It must
be emphasized that the Darwinized Peircean view sketched in the preceding few
paragraphs is not an attempt at justifying appeal to the pragmatic
virtues in any usual epistemic sense of ‘justify.’ As we have seen, the
Weak Explanationist maintains that although the virtues are identified
through reflective equilibrium as basic cognitive values of ours, they are,
thus, basic; there is nothing that could justify them. The function of our
cognitive bioengineer story is only to rebut Hacking’s charge that they are only
mind candy, not cognitive in their value.)
The invoking
of an idealized bioengineer as a metaphor for evolutionary design will and
should raise some hackles, for it suggests the Panglossian view that our
cognitive powers are optimally suited for getting us about the place, or at
least that when we are in top epistemic form we will seek the pragmatic virtues
for all we are worth. The first of those suggestions is plainly false,
since nothing about homo sapiens is optimally suited for anything very
interesting. The second suggestion is very likely not true either, since,
once we have started to consider adaptation to our environment, there may be
other cognitive features that the engineer would find useful but that can
conflict with the explanatory virtues, say for special purposes. (See
Stich (1985); Lycan (1988, pp. 145-53).) If the Explanationist wants to
stand by the present Peircean response to van Fraassen’s and Hacking’s
challenge, s/he must block the two Panglossian suggestions. That in itself
is no great feat, because they are not strictly entailed by the engineer story;
but the Explanationist must block them in a principled way, showing how and why
the explanatory virtues are of central cognitive value even though they are
neither adaptively optimal nor even (necessarily) adaptively overriding within
the cognitive system.
A further objection to the design
response is that the idealizations needed to bring the engineer story into line
with Explanationist epistemic norms are greater and more tendentious than is the
familiar idealization of our species’ selection history that affords ‘designer’
metaphors in biology generally (Davies (2001)). Evolution by natural
selection aims at reproductive fitness only, and it is hard to see how the value
notions of epistemology could ultimately be reduced through any series of
independently motivated idealizations to nothing but reproductive fitness.
Here one does get the sense that truth would then have nothing to do with it.
Van Fraassen (1989) pursues the “mind candy” argument in
more detail, and his new version(s) will have to be answered.
7 Weak Explanationism vs. classical confirmation theory
According to a classical, purely formal confirmation
theory, if two competing theories or hypotheses explain or accommodate
exactly the same data, neither of them may be preferred to the
other. For each is confirmed to the same degree, and so the two hypotheses
are precisely equal in epistemic status, warrant or credibility. Yet in
real life, one of the two may be preferred very strongly. It seems to
opponents of Weak Explanationism that we have considerations of two different
sorts: Data, hard evidence, bearing a quasi-formal probabilifying or confirming
relation to each of the competing hypotheses H and H´, and the additional
pragmatic virtues attaching differentially to H and H´. The confirming
relation is commonly expressed by terms like ‘likely,’ ‘probable,’ and
‘confirms’ in the foregoing narrow sense; the model for it is formal inductive
logic or confirmation theory based on probability theory, conceived by the
Positivists as a strict analogue to deductive logic. Let us call it
‘narrow confirmation.’
Following mainstream epistemology,
let us also use the word ‘justify’ and its variants to signify overall epistemic
rationality. ‘Justified’ will then mark out the class of beliefs it is
epistemically rational to hold, and ‘justification’ will mean the relation
between those beliefs and the evidence in virtue of which holding them is
rational. The question then becomes, is justification in this general
epistemic sense exhausted by narrow confirmation? Which is again to ask
whether the explanatory virtues are merely practical bonbons of no specifically
epistemic, truth-conducing value, or are instead genuine reasons for accepting a
theory as more likely to be true than is a competitor that lacks them.
The claim that narrow confirmation does exhaust
justification is what Lycan (1998) called ‘the spartan view.’ There it was
argued that the spartan view gives rise to skeptical quandaries: van Fraassen’s
and others’ radical skepticism about scientific unobservables; renewed
Evil-Demon skepticism about the external world; and Goodman’s ‘Grue
Paradox.’ A proponent of the spartan view must either accept some
skeptical thesis or take on the task of showing how a classical confirmation
theory can overcome the skeptical quandaries without at least tacit appeal to
the pragmatic virtues. (Lipton (1991, Ch. 6) argues that the Raven
Paradox, in addition, will yield to Explanationist treatment.) If one is
persuaded and wishes to resist skepticism, it seems there are three paths: to
modify classical confirmation theory in order to respect the virtues; to
relegate classical confirmation theory to a confined role in inquiry, granting
that justification far outruns narrow confirmation; or to abandon confirmation
theory entirely as a bad job.
Roughly the first path has
been taken by Glymour (1980), whose idea is to broaden the notion of
‘confirmation,’ so that H may be counted as ‘better confirmed’ than H´ even
though H and H´ are still equally probabilified by the evidence base. If,
however, one wants to demote or abandon confirmation theory entirely, one faces
the daunting task of building a systematic account of the pragmatic virtues,
their measurement and their comparative interaction. And to date, no
theorist has taken more than a step or two in that direction.
8 Ferocious Explanationism defended
The most obvious
direct argument in favor of Ferocious Explanationism is from the presumed truth
of Weak Explanationism and the lack of any promising program for reducing the
pragmatic virtues to probabilistic or confirmation-theoretic notions; if
explanatory inference does justify, but so far as we know the virtues are not
reducible to some more familiar epistemic value, then so far as we know,
explanatory inference justifies directly, without being derived from some more
basic form of ampliative inference. Reflective equilibrium may also lead
to this conclusion, on top of Weak Explanationism in the first place.
More distinctively, Harman (1965, 1968) began the task of
reconstructing standard inductive argument forms as enthymematic explanatory
inferences. For example, from the fact that all the emeralds observed so
far have been green, we inductively infer that all emeralds are green.
Harman would say this is because the latter conclusion best explains the
observations. Suppose it did not; suppose we are somehow independently
assured that it just happens that all the emeralds we have observed so
far have been green. Then it does not seem that we are entitled to our
usual inductive inference—especially when we take into account that all the
emeralds we have observed have also been grue (= green and examined before some
future time tf or blue and not examined before tf).
Explanatory considerations are needed, the Explanationist will argue, in order
to justify inferring ‘All emeralds are green’ instead of the competing
generalization, ‘All emeralds are grue.’
And consider the
more general form of enumerative induction:
N% of all the observed Xs have been F.
_______________________________
\ Roughly N% of all Xs are F.
If we suppose that what licenses a sampling inference of this form is that
its conclusion best explains its premise, we can also account for the two
characteristic fallacies associated with the form. The besetting fallacies
are those of insufficient sample and biased sample. The
former is committed when too few Xs have been observed; the latter when we have
independent reason to think that the proportion of F Xs in our sample differs
from the proportion of all Xs that are F.
‘Insufficient sample’ is a
fallacy, the Explanationist will say, because when the sample is too small, the
suppressed assumption of best explanation fails. Suppose I have observed
just two marbles in my entire life; one was yellow and one was blue. Those
facts are hardly best explained—probably are not explained at all—by the
hypothesis that 50% of all the marbles in the world are yellow and 50% are blue.
At least, the latter hypothesis seems to make no prediction that if someone
samples two marbles, one will be yellow and the other will be blue.
What is wrong with ‘biased sample’ is that when a sample
is discovered to be biased, that affords precisely a better explanation
of the distribution than is the hypothesis that the general population is
distributed in that way. If only registered Republicans are consulted in a
poll designed to test public approval of George W. Bush’s performance in his
first year as U.S. President, the best explanation of the resulting positive
rating is that Republicans tend to support Bush, who was their own candidate,
not that a majority of Americans do.
One can carry the
argument a good deal farther than mere enumerative induction. In an
extended case study (of Semmelweis’ search for the causes of childbed fever),
Lipton (1991, Ch. 5) shows that on the whole, Mill’s Methods can be neatly
integrated into and explained by a careful stepwise use of contrastive
explanatory inference. Where explanatory inference diverges from the
Methods, the Methods are seen to be lacking (Ch. 7).
Unfortunately for the Ferocious Explanationist, there are other forms of
inductive and statistical inference that are not so easily represented as
enthymematic explanatory inferences. For example, Harman (1968) has
tackled statistical syllogism:
N% of all Fs are G.
____________________________
\ The next observed F will be G.
But, as is argued by Lycan (1988, pp. 184-86), his treatment is not
satisfactory, and neither is the one that Lycan there proceeds to substitute for
it. Here is perhaps the worst problem case (due to Joseph Tolliver):
Consider a random-distribution process operating over a closed surface; say a
nucleus of some kind explodes and scatters lots of particles randomly onto the
inner surface of a containing hollow sphere. The particles end up
distributed fairly evenly over that surface. Now, take a large subregion R
of the inner surface; say, R is the 90% that is left when we have mentally
subtracted a small wedge from the sphere. And take any one of the
particles, p. By hypothesis, the vast majority of the particles landed in
R, so, probably to degree .9, p did (so long as p is not known to be
atypical). That inference is statistically reasonable, but does not seem
to be explanatory in any way at all. In particular, by hypothesis, the
process is random and nothing about the particles themselves makes it true that
most of them land in R.
So it seems there is at least one
central and prevalent form of ampliative inference that resists the Ferocious
Explanationist’s efforts.
But here is a new argument for
the Ferocious view, aimed at those opponents such as van Fraassen who reject
explanatory inference, at least taken as primitive, but who rely confidently on
some more traditional forms of inductive and statistical inference:
Inductive and statistical inference rely on evidence that is in the subject’s
possession. The evidence concerns what has been observed. What has
been observed now lies in the past, however recent. The evidence is
believed on the basis of memory. But, far from accepting all or even most
of the remembered evidence, why should we believe in the reality of any past at
all? Why should we not instead accept a Russellian eleventh-hour-creation
hypothesis, that the world, whatever it may include besides our present
sensations and memory impressions, sprang fully formed into existence half a
second ago, though to be sure complete with all the memory impressions and
perceptions of apparent traces and records?
One cannot
resolve the conflict between the hypothesis that our memories are veridical and
the Russellian hypothesis by appeal to inductive or statistical argument, for it
is the data premises of any such argument that are neutralized by the Russellian
hypothesis. Why, then, is it reasonable for us to believe in the reality
of the past at all, much less in its statistical details? It is hard to
think of any answer that does not invoke explanatory considerations taken as
primitive. The obvious answer is that the veridicality hypothesis heavily
outweighs the Russellian hypothesis at least in simplicity, neatness, and
conservativeness, though certainly the details here would be hard to settle.
9 Objections to Ferocious Explanationism, and replies
Keith Lehrer (1974, Ch. 7) has offered several objections to the Ferocious view.
First, he says (p. 178), there are ‘completely’ justified
empirical beliefs (in addition to the conclusions of statistical syllogisms,
noted in the previous section) whose justification depends in no way on
explanatory considerations. For example, we can use the Pythagorean
Theorem to infer from the respective spatial locations of a mouse and an owl
that the mouse is five feet from the owl. (Reply: The Pythagorean
Theorem itself is justified by the explanatory roles of the geometric principles
from which it is derived. Rejoinder (p. 179): It need not have
been. A tribe constitutionally averse to explanation might have worked out
the Theorem as an empirical generalization.)
Second (pp.
170-71; cf. Cornman (1980)): Achieving explanatory coherence is cheap. One
can greatly increase the explanatory coherence of one’s overall belief system by
simply throwing out data; that is, whenever a lower-level belief resists
explanation or causes trouble in conjunction with another belief, we can
preserve explanatory order by just ceasing to hold that belief, rather than by
adding epicycles to the system in an attempt to accommodate it. So the
splendid explanatory virtue of a belief system is in itself no reason to
accept that system. (Reply: Lehrer seems to assume either an
unrealistic degree of doxastic voluntarism, or a strange absence of norms
concerning what doxastic items must be respected, or both. We constantly
find ourselves with spontaneous beliefs, most but not all produced by our sense
organs, which we neither can simply choose to abandon nor would be justified in
trying to do so.)
Third (p. 181): For any
hypothesis or theory held on explanatory grounds, ‘there are always
conflicting theories concerning some aspect of experience that are equally
satisfactory from the standpoint of explanation,’ so a rational decision between
the conflicting theories would necessarily have to appeal to some entirely
nonexplanatory desideratum. The obvious reply to this is to remind Lehrer
that we are to infer the best available explanation; we are not
responsible for Plato’s Heaven. But presumably what he has in mind is that
in principle there might be an algorithm that could be applied to a given theory
and would reliably generate a competing theory with at least as much explanatory
merit as the original. (Reply: Why should Lehrer or anyone else be
confident that there is such an algorithm? But even if there is,
conservativeness can decide in favor of the original and against the
mockup. The original was already believed when the algorithm spit out its
artificial competitor. Several strong rejoinders can be made here, even if
we set aside Lehrer’s own rejection (p. 184) of conservativeness as an epistemic
value; for further discussion, see Lycan (1988, pp. 174-77).)
There is a further and more fundamental issue, that seems
to demand further substantive work from the Ferocious Explanationist.
10 The unexplainers
According to any Explanationist,
beliefs are justified by their ability to explain other beliefs. But
explanation is asymmetric. If there is not to be an infinite regress or a
vicious circle of explainings, there must be some beliefs that get explained but
do not themselves explain anything else—ultimate data, if you like. Nor is
this conclusion merely theoretical, for we can think of plenty of
examples. To take one of George Pappas’, I believe that my visual field
contains little moving spots. Or imagine that you hear a loud report; your
belief that you heard a report does not seem to explain anything; you just did
seem to hear one. These beliefs are what Sellars (1973) and Lehrer (1974,
p. 162) call ‘explained unexplainers.’ But if the unexplainers are not
themselves justified, they cannot in turn justify the hypotheses that explain
them, and the whole belief system is left without foundation. Yet if they
are justified, they are so in some way other than by what they explain; so the
Ferocious Explanationist must cave in and admit that there is nonexplanatory
justification of some sort.
Actually that is not too
large a capitulation for the Ferocious theorist, if it is one at all. For
the Ferocious view is stated specifically in terms of ampliative
inference. So it is open to the Ferocious theorist to hold that the
unexplainers are all noninferential beliefs, and the Ferocious view
simply does not apply. We might give any plausible independent account of
the unexplainers’ justification. We might join Chisholm (1977) in
appealing to ‘self-presenting’ mental states, or we might go all the way against
Sellars and Quine and hold out for an unrevisable sensory given. Or we
might turn Reliabilist about noninferential beliefs; Reliabilism always seemed
to work best for noninferential beliefs in any case.
Still, it is at least embarrassing for the Ferocious theorist to bifurcate
her/his overall epistemology in such a way. For example, if s/he were to
go Reliabilist about the explanatory foundation, thoroughgoing Reliabilists such
as Goldman (1986) would naturally ask, why bother with the Explanationist
superstructure? Why not be a Reliabilist all the way up?
The more ambitious Explanationist has at least three less
bifurcatory possible moves here. One is to argue that there are not really
any total unexplainers and that not all explanatory circularity is vicious;
perhaps there is a virtuous circle of explanation, with lots of little
individual near-unexplainers teaming up collectively to explain some
apparently higher-level belief. Another is to maintain that the
unexplainers are justified by being explained, and resist the charge of
vicious circularity that would naturally attend that move. A third would
be to appeal to one or more of the pragmatic virtues, applied at the level of
the unexplainers.
Lycan (1988, Ch. 8) pursues the third
strategy, invoking conservativeness. Recall from the previous section that
we have ‘spontaneous’ beliefs, that merely arise in us and (normally) cannot
just be abandoned. Noninferential beliefs will, at least normally, be
spontaneous in that sense. Now, a spontaneous belief is a belief, and the
canon of conservativeness sketched in section 3 above entails (what admittedly
may seem outrageous) that the bare fact of our holding a belief renders that
belief justified at least to a tiny degree. The belief may accrete further
justification by being explained, indeed by being swept up into a large network
of strongly cohering beliefs. Therefore, at least some noninferential
beliefs will be justified, but justified solely by pragmatic virtues even though
they themselves explain nothing.
Incidentally,
Explanationism is often referred to as ‘explanatory coherentism’ and regarded as
a species of coherentist epistemology, though this essay has not emphasized that
theme. On it, see Harman (1986), Thagard (1989), and Lycan (1996).
11 Conclusion
Despite the commonsensical status of
Weak Explanationism, there is nothing uncontroversial about Explanationism
in any form. The arguments pro and con presented here only begin to
illuminate the issues.
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